Qualified institutional buyer

Results: 112



#Item
176th United States Congress / Investment Advisers Act / Financial services / Financial adviser / Adviser / U.S. Securities and Exchange Commission / Securities Act / Family office / Securities Fraud Deterrence and Investor Restitution Act / Qualified institutional buyer

D a v i s G r a h a m & S t u b b s L L P

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Source URL: www.dgslaw.com

Language: English - Date: 2013-08-15 17:48:13
2Investment / Financial adviser / Registered Investment Adviser / Investment Advisers Act / Accredited investor / Qualified institutional buyer / Hedge fund / U.S. Securities and Exchange Commission / Regulation D / Investor / Institutional investor / Private equity

June 29, 2016 Via Electronic Submission (www.sec.gov) Mr. Brent J. Fields, Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC

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Source URL: www.investmentadviser.org

Language: English - Date: 2016-06-30 13:00:16
3Economy / Finance / Money / Investment / Accredited investor / Trust law / Investor / Rate of return / Regulation D / Qualified institutional buyer

Microsoft Word - FIRMDOCS-#v4-Accredited_Investor_Status_Confirmation

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Source URL: www.elkstempleproperties.com

Language: English - Date: 2016-01-08 17:20:10
4Economy / Finance / Money / Investment / Accredited investor / Trust law / Investor / Rate of return / Regulation D / Qualified institutional buyer

Microsoft Word - FIRMDOCS-#v4-Accredited_Investor_Status_Confirmation

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Source URL: elkstempleproperties.com

Language: English - Date: 2016-01-08 17:20:10
5Economy / Finance / Money / Investment / Accredited investor / Trust law / Investor / Rate of return / Regulation D / Qualified institutional buyer

Microsoft Word - FIRMDOCS-#v5-Accredited_Investor_Status_Confirmation

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Source URL: elkstempleproperties.com

Language: English - Date: 2016-03-04 12:26:15
6Economy / Finance / Money / 76th United States Congress / 73rd United States Congress / U.S. Securities and Exchange Commission / Investment Advisers Act / Financial adviser / Qualified institutional buyer / Securities Exchange Act / Broker-dealer / Securities Act

ORIGINAL HOUSE BILL NO. HB0031 ENROLLED ACT NO. 6, HOUSE OF REPRESENTATIVES SIXTY-THIRD LEGISLATURE OF THE STATE OF WYOMING 2016 BUDGET SESSION

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Source URL: soswy.state.wy.us

Language: English - Date: 2016-03-18 08:59:18
7Finance / SEC filings / Financial regulation / 73rd United States Congress / Regulation D / Securities Act / Rule 144A / Qualified institutional buyer / U.S. Securities and Exchange Commission / United States Securities and Exchange Commission / United States securities law / Financial economics

Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144a Offerings

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Source URL: www.sec.gov

Language: English - Date: 2012-08-29 13:30:39
8United States securities law / Investment / 73rd United States Congress / SEC filings / Financial regulation / Regulation D / Securities Act / Qualified institutional buyer / Rule 144A / United States Securities and Exchange Commission / Financial economics / Finance

Corrected to Conform to the Federal Register Version SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 239 and 242 Release No[removed]; No[removed]; No. IA-3624; File No. S7[removed]RIN 3235-AL34 Eliminating the Prohib

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Source URL: www.sec.gov

Language: English - Date: 2013-10-07 15:25:36
9Financial system / Economy of Australia / 73rd United States Congress / Rule 144A / Qualified institutional buyer / Australian Securities Exchange / Securities Act / Woodside Petroleum / Bond / United States Securities and Exchange Commission / United States securities law / Financial economics

AA0001 - Woodside ASX Announcement

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Source URL: www.woodside.com.au

Language: English - Date: 2015-02-26 19:12:20
10Financial economics / 73rd United States Congress / Financial system / Finance / Registration statement / Securities Act / Shelf registration / Qualified institutional buyer / United States Securities and Exchange Commission / United States securities law / Securities

OFFERING MEMORANDUM STRICTLY CONFIDENTIAL $500,000,000

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Source URL: www.aep.com

Language: English - Date: 2013-03-21 16:10:47
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